Health surveillance and occupational health

Employers have a legal duty to implement a health surveillance programme if their employees are exposed to certain health risks. The programme should ensure that procedures are in place to detect early signs of work-related ill health, with the results swiftly acted upon.

For certain health risks, there is a statutory duty on employers to provide occupational health surveillance, although this can be fulfilled by appointing a competent person (such as an occupational healthcare provider).

Health surveillance is required in any workplace where each of the following are met:

  • the work is known to harm health in some way
  • there are valid ways of detecting the disease or condition
  • there is a reasonable likelihood that damage to health may occur under the particular conditions at work
  • the surveillance is likely to benefit the employee
  • the technique of investigation is of low risk to the employee

Proactive health surveillance (with health records kept) is appropriate for occupations where contact is likely with known or suspected BBV-infected patients or with BBV-contaminated materials. Healthcare organisations will have policies to manage and follow-up recognised incidents of sharps injuries during surgical and needle-related procedures.

It is also a statutory requirement to keep health records in relation to work involving risk of exposure to BBV under COSHH regulation 11(3).[26]

Keeping health records

Health records are not medically confidential documents. They provide feedback to management on the results of health surveillance, both for the purpose of safely deploying each employee and allowing collective analysis of the overall effectiveness of immunisation for staff at risk. Health records also allow for outcome analysis of ill health from BBV exposure to be done at a later stage (should this prove necessary), as required under regulation 5 of the MHSWR[27].

Health records – those showing the outcome of occupational health surveillance – should be held by and available to managers responsible for deploying staff. The only exception is when an employer can demonstrate that reasonable access to these records is available to such managers whenever the relevant staff are working (eg through health records retained by an occupational health department).

There are additional provisions for health records relating to work with biological agents, such as a historical record of work with - or exposure to - blood-borne viruses. This is particularly relevant for:

  • infectious agents that have the potential to cause persistent or latent infections, or which may have serious long-term consequences (ie Hazard Group 3 biological agents)
  • BBVs with potential for causing sub-clinical, chronic infections (regarded as Category 1 Carcinogens), such as hepatitis B and hepatitis C (see: Employer guidance for monitoring occupational exposure to BBV for further information).

Link URLs in this page

  1. Biosafetyhttps://www.hse.gov.uk/biosafety/index.htm
  2. Blood borne viruseshttps://www.hse.gov.uk/biosafety/blood-borne-viruses/index.htm
  3. Overview - What are BBVs?https://www.hse.gov.uk/biosafety/blood-borne-viruses/what-are-bvv.htm
  4. HIV virushttps://www.hse.gov.uk/biosafety/blood-borne-viruses/hiv.htm
  5. Hepatitis B virushttps://www.hse.gov.uk/biosafety/blood-borne-viruses/hepatitis-b.htm
  6. Hepatitis C virushttps://www.hse.gov.uk/biosafety/blood-borne-viruses/hepatitis-c.htm
  7. Overview - How blood-borne viruses are spreadhttps://www.hse.gov.uk/biosafety/blood-borne-viruses/spread.htm
  8. Workplace transmissionhttps://www.hse.gov.uk/biosafety/blood-borne-viruses/workplace-transmission.htm
  9. Risk to healthcare workershttps://www.hse.gov.uk/biosafety/blood-borne-viruses/risk-healthcare-workers.htm
  10. Sources of BBVshttps://www.hse.gov.uk/biosafety/blood-borne-viruses/sources.htm
  11. Legal informationhttps://www.hse.gov.uk/biosafety/blood-borne-viruses/legal-information.htm
  12. Risk assessmenthttps://www.hse.gov.uk/biosafety/blood-borne-viruses/risk-assessment.htm
  13. Controls applicable to exposed occupationshttps://www.hse.gov.uk/biosafety/blood-borne-viruses/controls-applicable-exposed-occupations.htm
  14. Overview - Safe working practiceshttps://www.hse.gov.uk/biosafety/blood-borne-viruses/safe-working-practices.htm
  15. Health surveillance and occupational healthhttps://www.hse.gov.uk/biosafety/blood-borne-viruses/health-surveillance-occupational.htm
  16. Avoiding sharps injurieshttps://www.hse.gov.uk/biosafety/blood-borne-viruses/avoiding-sharps-injuries.htm
  17. Personal protective equipmenthttps://www.hse.gov.uk/biosafety/blood-borne-viruses/personal-protective-equipment.htm
  18. The use of gloveshttps://www.hse.gov.uk/biosafety/blood-borne-viruses/use-of-gloves.htm
  19. Immunisationhttps://www.hse.gov.uk/biosafety/blood-borne-viruses/immunisation.htm
  20. Disposal of wastehttps://www.hse.gov.uk/biosafety/blood-borne-viruses/disposal-of-waste.htm
  21. Overview - Decontaminationhttps://www.hse.gov.uk/biosafety/blood-borne-viruses/decontamination.htm
  22. Methods of decontaminationhttps://www.hse.gov.uk/biosafety/blood-borne-viruses/methods-of-decontamination.htm
  23. Laundry treatments at high and low temperatureshttps://www.hse.gov.uk/biosafety/blood-borne-viruses/laundry-treatments.htm
  24. How to deal with an exposure incidenthttps://www.hse.gov.uk/biosafety/blood-borne-viruses/how-deal-exposure-incident.htm
  25. Incident reportinghttps://www.hse.gov.uk/biosafety/blood-borne-viruses/incident-reporting.htm
  26. COSHH regulation 11(3).http://www.legislation.gov.uk/uksi/2002/2677/regulation/11/made
  27. regulation 5 of the MHSWRhttp://www.legislation.gov.uk/uksi/1999/3242/regulation/5/made
  28. Control of substances hazardous to health (Fifth edition)https://www.hse.gov.uk/pubns/books/l5.htm
  29. Blood borne viruses in the workplace: Guidance for employers and employeeshttps://www.hse.gov.uk/biosafety/blood-borne-viruses/index.htm
  30. Providing and using work equipment safely: A brief guidehttps://www.hse.gov.uk/pubns/indg291.htm
  31. Health and Safety Laboratoryhttps://www.hsl.gov.uk/
  32. COSHHhttps://www.hse.gov.uk/coshh/index.htm
  33. RIDDORhttps://www.hse.gov.uk/riddor/index.htm
  34. Skinhttps://www.hse.gov.uk/skin/index.htm
  35. Health and social carehttps://www.hse.gov.uk/healthservices/index.htm

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Updated 2024-02-15