Principal contractors: roles and responsibilities

Construction (Design and Management) Regulations 2015

A principal contractor is appointed by the client[1] to control the construction phase of any project involving more than one contractor[2].

Principal contractors have an important role in managing health and safety risks during the construction phase so they must have the skills, knowledge, experience and, where relevant, organisational capability  to carry out this work.

The principal contractor must:

  • plan[3], manage, monitor and coordinate the entire construction phase
  • take account of the health and safety risks to everyone affected by the work (including members of the public), in planning and managing the measures needed to control them
  • liaise with the client and principal designer[4] for the duration of the project to ensure that all risks are effectively managed
  • prepare a written construction phase plan (PDF) [5] before the construction phase begins, implement, and then regularly review and revise it to make sure it remains fit for purpose
  • have ongoing arrangements in place for managing health and safety throughout the construction phase
  • consult and engage with workers about their health, safety and welfare
  • ensure suitable welfare facilities are provided from the start and maintained throughout the construction phase
  • check that  anyone they appoint has the skills, knowledge, experience and, where relevant, the organisational capability to carry out their work safely and without risk to health
  • ensure all workers[6] have site-specific inductions, and any further information and training they need
  • take steps to prevent unauthorised access to the site
  • liaise with the principal designer to share any information relevant to the planning, management, monitoring and coordination of the pre-construction phase

When working for a domestic client[7], the principal contractor will normally take on the client duties as well as their own as principal contractor. If a domestic client does not appoint a principal contractor, the role of the principal contractor must be carried out by the contractor in control of the construction phase. Alternatively, the domestic client can ask the principal designer to take on the client duties (although this must be confirmed in a written agreement) and the principal contractor must work to them as 'client' under CDM 2015.

Further guidance on who a principal contractor is; why they are important in influencing how health and safety is managed during construction work; when they should be appointed; and what skills, knowledge and experience they need to carry out their duties in a way that ensures health and safety is available at: Are you a principal contractor?[8]

Link URLs in this page

  1. clienthttps://www.hse.gov.uk/construction/cdm/2015/responsibilities.htm#client
  2. contractorhttps://www.hse.gov.uk/construction/cdm/2015/contractors.htm
  3. planhttps://www.hse.gov.uk/construction/safetytopics/planning.htm
  4. principal designerhttps://www.hse.gov.uk/construction/cdm/2015/principal-designers.htm
  5. construction phase planhttps://www.hse.gov.uk/pubns/cis80.pdf
  6. workershttps://www.hse.gov.uk/construction/cdm/2015/workers.htm
  7. domestic clienthttps://www.hse.gov.uk/construction/cdm/2015/domestic-clients.htm
  8. Are you a principal contractor?https://www.hse.gov.uk/construction/areyou/principalcontractor.htm
  9. Managing health and safety in construction - L153https://www.hse.gov.uk/pubns/books/l153.htm
  10. A quick guide for clients on CDM 2015 - INDG411https://www.hse.gov.uk/pubns/indg411.htm
  11. Construction Phase Plan (CDM 2015) - CIS80https://www.hse.gov.uk/pubns/cis80.pdf
  12. Notification of construction project (F10)https://www.hse.gov.uk/forms/notification/f10.htm
  13. Legislation: CDM Regulations 2015http://www.legislation.gov.uk/uksi/2015/51/contents/made
  14. CITB: CDM guidance and construction phase plan apphttps://www.citb.co.uk/about-citb/partnerships-and-initiatives/construction-design-and-management-regulations-2015/
  15. Planning Portal: online planning application and building control informationhttps://www.planningportal.co.uk/
  16. Working in Great Britain from overseashttps://www.hse.gov.uk/migrantworkers/index.htm
  17. Safety bulletinshttps://www.hse.gov.uk/safetybulletins/index.htm

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Updated 2024-11-07